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Client Services
Queens Road Securities Brokerage Account Access
Go to your Queens Road Securities account
Order Routing Information
To view our Order Routing Statistics as required by SEC Exchange Act Rule 11Ac1-6, go to this site and enter our name "QUEENS ROAD SECURITIES LLC"
Electronic Delivery of Shareholder Communications
If you'd like to receive your shareholder communications, including proxies and annual reports, by e-mail, click on this link to sign up. Look for us under Bragg Financial Advisors. If you have any questions about this site, call Debbie at 704-377-0261.
BFA Privacy Policy
We are committed to safeguarding the confidential information of our clients. We hold all personal information provided to our firm in strict confidence. These records include all personal information we collect from you in connection with any of the services we provide. We do not disclose information to non-affiliated third parties, except as required by law. We use the information provided by you to help you meet your financial goals. Our policy with respect to personal information is described in our Privacy Policy.
Business Continuity Plan
Queens Road Securities, LLC has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
FINRA Margin Disclosure
Your brokerage firm is furnishing this document to you to provide some basic facts about purchasing securities on margin, and to alert you to the risks involved with trading securities in a margin account. Before trading stocks in a margin account, you should carefully review the margin agreement provided by your firm. Consult your firm regarding any questions or concerns you may have with your margin accounts.
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