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The Relationship Management Team
Phillips Bragg, George Climer, Benton Bragg,
Mary Lou Daly, and Dawn Cannon
Individual Wealth Management
Bragg Financial Advisors, Inc. provides fee-based asset management and planning for individuals, trusts, foundations, and corporations. A Registered Investment Advisor, our firm offers a unique combination of experience, expertise, and exceptional service. I hope you will read further to learn about the many ways Bragg Financial can help you make wise decisions.Benton Bragg, CFP®, CFA
Sound Advice... Wise Decisions
Selection of your financial advisors is one of the most important decisions you will make. Making the best choice requires consideration of two factors: first, the advisors' experience and education, and second, their level of commitment to the client.
At Bragg Financial Advisors, we have created an ideal blend of expertise and personal service. Our team approach has enabled each of our Certified Financial Planners to become an expert in his or her field so that every aspect of our complex and ever-changing industry is covered by a knowledgeable member of the firm. Further, as a family-owned and operated business, we have earned a reputation for providing exemplary personal service to individual and corporate clients alike. Over the decades, this combination of expertise and exceptional service has enabled us to successfully guide our clients through the intricacies of financial planning.
Teamwork That Makes A Difference
The Client Service Team
Dawn Cannon, Marta Brzozka, Kimberly Giger,
Katherine Brooks, and Heather Sule
Our business was established on the principles of personal service, expertise and teamwork. When you select Bragg Financial Advisors, one of our experienced Certified Financial Planners® (CFP®) will assume primary responsibility for our relationship with you. However, this person will be supported by all members of the team, each bringing his or her professional expertise to the relationship, as needed.
As we begin our work with you, we will devote substantial time and attention to a careful evaluation of your long-term objectives and risk profile. When this process is complete, we will determine a strategy to help you attain your financial goals.
As our relationship continues, we will monitor relevant influences, such as any possible alteration in your financial prospects, changes in your personal or professional objectives, and the impact of pertinent tax legislation. In consultation with you, we will adjust your strategies appropriately, as you seek to attain your financial goals.
Bragg Financial Advisors' comprehensive approach recognizes that wise decisions are only possible when all financial, tax and personal factors are considered together. Excellent advice can only be given when a clear understanding of your goals is grounded in an up-to-date knowledge of relevant tax and investment issues. The professional advisors at Bragg Financial Advisors offer guidance at the highest level of expertise, service and commitment. We encourage you to read about each member of our team in the section on advisors. (The CFP® designation identifies those who have met the educational, experiential, and ethical standards established by the Certified Financial Planner Board of Standards, Inc.)
As a Registered Investment Advisor, Bragg Financial Advisors, Inc. is capable of providing advice with the option of charging fees for services rendered. Part II of our ADV form will be provided upon request and before services are rendered.
Bragg Financial's Investment Advisor Representatives are also registered representatives offering securities through Queens Road Securities, LLC, which is wholly owned by the principals of Bragg Financial Advisors. Queens Road Securities is a registered broker/dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). In exchange for operational and compliance services rendered, Queens Road Securities will retain a portion of the compensation paid to Bragg Financial Advisors or its advisor representatives.